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American Law and Economics Association
Results: 308

#	Item
221	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C[removed]0900 Fax: [removed]www.nasaa.org Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-04 14:55:20 Finance United States securities law Financial system Accredited investor North American Securities Administrators Association Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Act Investment Advisers Act U.S. Securities and Exchange Commission Financial economics Investment Financial regulation
222	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C. [removed]‐0900 Fax: [removed]‐3571 www.nasaa.org Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-23 14:38:10 Finance Financial system Investment Corporate crime U.S. Securities and Exchange Commission North American Securities Administrators Association Registered Investment Advisor Self-regulatory organization Financial adviser Financial regulation United States securities law Financial economics
223	Microsoft Word - File Memo - NASAA Meeting November[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-12 13:23:35 North American Securities Administrators Association Business Finance U.S. Securities and Exchange Commission Financial adviser Dodd–Frank Wall Street Reform and Consumer Protection Act United States securities law Financial regulation Financial economics
224	Microsoft Word - dmassey9559 _3_.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-04 15:01:30 Stock market Financial regulation Finance 73rd United States Congress Securities Act Securities regulation in the United States North American Securities Administrators Association Regulation D U.S. Securities and Exchange Commission United States securities law United States Securities and Exchange Commission Financial economics
225	_________________________________________________________________________________________________________ 1875 Century Park East, Suite 700 \| Los Angeles, CA 90067 -‐ 2508 \| [removed] \| www.guziklaw.com J Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-08 09:45:14 Financial system Financial economics U.S. Securities and Exchange Commission Securities Act Dodd–Frank Wall Street Reform and Consumer Protection Act United States securities law Financial regulation North American Securities Administrators Association
226	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION FOR IMMEDIATE RELEASE December 12, 2006 State Securities Regulators Report Increases in Enforcement Actions, Money Ordered Returned to Investors & Years of Incarcerati Add to Reading List Source URL: www.asc.state.al.us Language: English - Date: 2006-12-12 18:25:04 Financial system North American Securities Administrators Association Securities fraud Financial economics Finance Securities Commission of New Zealand Christopher Cox Securities Fraud Deterrence and Investor Restitution Act United States securities law Financial regulation Securities
227	STATEMENT OF POLICY REGARDING CHURCH EXTENSION FUND SECURITIES Adopted April 17, 1994; Amended April 18, 2004 I. INTRODUCTION. The North American Securities Administrators Association, Inc. (“NASAA”) has determined t Add to Reading List Source URL: www.securities.ok.gov Language: English - Date: 2004-09-03 09:37:58 Finance Stock market United States Securities and Exchange Commission United States securities law Securities Act Security Securitization Underwriting Prospectus Financial economics Securities Investment
228	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C[removed]0900 Fax: [removed]www.nasaa.org Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-04-11 11:42:15 Finance SEC filings United States Securities and Exchange Commission Stock market 76th United States Congress Securities Act Regulation D North American Securities Administrators Association Form D Financial economics United States securities law Investment
229	The Investor Bill of Rights Copyright © 1997 by the North American Securities Administrators Association (NASAA) When You Invest, You Have the Right to: 1. Ask for and receive information from a firm about the work hist Add to Reading List Source URL: www.ofi.state.la.us Language: English - Date: 2013-12-02 16:01:17 Securities Finance Security Stock market North American Securities Administrators Association Securities fraud Financial economics United States securities law Financial system
230	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C[removed]0900 Fax: [removed]www.nasaa.org Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-17 13:16:03 Financial system North American Securities Administrators Association Securities Act Regulation D U.S. Securities and Exchange Commission Securities regulation in the United States Form D Investment Company Act Investment Advisers Act United States securities law Financial regulation Financial economics